ST0183DOJDOJ

ST0183

Prior Weaknesses – What controls failed? If policies or procedures should have prohibited the misconduct, were they effectively implemented, and have functions that had ownership of these policies and procedures been held accountable?

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

Prior Weaknesses – What controls failed? If policies or procedures should have prohibited the misconduct, were they effectively implemented, and have functions that had ownership of these policies and procedures been held accountable?

Assessed by HEXDI

What HEXDI assesses.

  • M1

    4 — MANAGEMENT COMMITMENT

    Senior Management maintains sufficient oversight over development and implementation of the program.

  • M1

    5 — MANAGEMENT COMMITMENT

    Senior Management maintains sufficient oversight over maintenance of the program.

  • M1

    6 — MANAGEMENT COMMITMENT

    Senior Management maintains sufficient oversight over employee adherence to the program.

  • M1

    7 — MANAGEMENT COMMITMENT

    Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.

  • M1

    8 — MANAGEMENT COMMITMENT

    A specific member of Senior Management is assigned with overall responsibility for the program.

  • M2

    5 — PROGRAM SETUP AND ADMINISTRATION

    The Export/Import Compliance Council (or equivalent) regularly meets with the employee responsible for coordinating the program to review…

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
Aug 11, 2026 (3d ago)
Source
Evaluation of Corporate Compliance Programs