ST1084
[5. Performance review, audits, reporting and corrective actions] Performance reviews and audits verify whether the ICP is implemented to operational satisfaction and is consistent with the applicable national and EU export control requirements. Reporting is the set of procedures for dual-use trade…
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
[5. Performance review, audits, reporting and corrective actions] Performance reviews and audits verify whether the ICP is implemented to operational satisfaction and is consistent with the applicable national and EU export control requirements. Reporting is the set of procedures for dual-use trade control staff and other relevant employees regarding the notification and escalation measures to take in the event of suspected or known incidents of dual-use trade non-compliance."
Assessed by HEXDI
What HEXDI assesses.
- M11
13 — AUDITS AND ASSESSMENTS
Audit guide requires direct testing of actual operations.
- M11
14 — AUDITS AND ASSESSMENTS
Audit guide requires a review of compliance with program requirements through paper reviews.
- M12
2 — HANDLING VIOLATIONS
Policies encourage employees to report suspected violations without fear of reprisal.
- M12
3 — HANDLING VIOLATIONS
Program requires initial hire and regular employee training on how to recognize possible violations and how to report suspected violations.
- M12
1 — HANDLING VIOLATIONS
Program includes a Suspicious Activity Reporting (SAR) system for collecting, analyzing, and using information on suspected violations.
- M12
2 — HANDLING VIOLATIONS
SAR system has a 24-hour mechanism for employees to report suspected violations.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- EU Guidance