ST0159
Written documentation exists for the company’s internal control structure and all significant transactions and events.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Written documentation exists for the company’s internal control structure and all significant transactions and events.
Assessed by HEXDI
What HEXDI assesses.
- M2
8 — PROGRAM SETUP AND ADMINISTRATION
Records are maintained or meetings conducted by the Export/Import Compliance Council (or equivalent).
- M2
7 — PROGRAM SETUP AND ADMINISTRATION
Program includes an organizational chart that clearly identifies the hierarchy and roles and responsibilities of employees and/or relevant…
- M2
5 — PROGRAM SETUP AND ADMINISTRATION
Program includes flowcharts and/or other visual representations that describe the relation of export/import compliance processes to…
- M10
1 — RECORDKEEPING
Program identifies the specific records to be maintained, to include records of prohibited party screens, exports, reexports, retransfers,…
- M10
2 — RECORDKEEPING
Program requires maintenance of all records specifically identified in applicable regulations.
- M10
4 — RECORDKEEPING
Program requires creation and maintenance of logs for each export, reexport, and retransfer of controlled technical information.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- Importer Self-Assessment Handbook