ST0389
Internal control and all transactions and other significant events related to CBP activities are clearly documented: Written documentation exists for the company’s internal control structure and all significant transactions and events.
Source text
As written.
Internal control and all transactions and other significant events related to CBP activities are clearly documented: Written documentation exists for the company’s internal control structure and all significant transactions and events.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M10
1 — RECORDKEEPING
Program identifies the specific records to be maintained, to include records of prohibited party screens, exports, reexports, retransfers,…
- M10
2 — RECORDKEEPING
Program requires maintenance of all records specifically identified in applicable regulations.
- M10
6 — RECORDKEEPING
Program requires creation and maintenance of records of conversations with government officials regarding potentially significant…
- M10
3 — RECORDKEEPING
Program requires storage of records of transactions subject to the EAR and/or the OFAC regulations for no less than 5 years.
- M10
4 — RECORDKEEPING
Program requires storage of records of transactions subject to the ITAR for no less than 5 years.
- M10
5 — RECORDKEEPING
Program requires storage of records of transactions subject to the ATF import regulations for no less than 6 years.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Importer Self-Assessment Handbook