ST0530
Management is responsive to the findings and recommendations of audits and other reviews aimed at strengthening internal control.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Management is responsive to the findings and recommendations of audits and other reviews aimed at strengthening internal control.
Assessed by HEXDI
What HEXDI assesses.
- M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
- M2
4 — PROGRAM SETUP AND ADMINISTRATION
The Export/Import Compliance Council (or equivalent) creates working groups as needed to address specific areas, to include corrective…
- M2
5 — PROGRAM SETUP AND ADMINISTRATION
Risk analysis and identification considers customer base, countries of exports/import activities, and product lines.
- M2
7 — PROGRAM SETUP AND ADMINISTRATION
Risk analysis and identification considers findings from audits, evaluations, and other assessments and history of compliance problems.
- M11
1 — AUDITS AND ASSESSMENTS
Program has procedures for investigating the underlying root causes giving rise to program deficiencies and other internal control problems…
- M11
2 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to relevant management personnel, employees responsible for key compliance…
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- Importer Self-Assessment Handbook