ST0044DOCBIS

ST0044

Written procedures clearly describe detailed step-by-step processes that employees are expected to follow and contingencies are addressed.

Plain-language summary

What it actually means.

Plain-language summary forthcoming. Source text below.

Source text

Written procedures clearly describe detailed step-by-step processes that employees are expected to follow and contingencies are addressed.

Assessed by HEXDI

M2
1 — PROGRAM SETUP AND ADMINISTRATION
Program is written in a clear and logical manner that is understandable by all employees.
M2
2 — PROGRAM SETUP AND ADMINISTRATION
Program contains written procedures that address key compliance tasks.
M4
3 — JURISDICTION, CLASSIFICATION, AND MARKING
Company employs a checklist, work instruction, or equivalent means with clear instructions to guide employee completion of tasks required…
M6
3 — TRANSACTION SCREENING
Company employs a checklist, work instruction, or equivalent means with clear instructions to guide employee completion of tasks required…
M7
3 — AUTHORIZATION MANAGEMENT
Company employs a checklist, work instruction, or equivalent guidance document with clear instructions to guide employee completion of…
M7
3 — AUTHORIZATION MANAGEMENT
Company employs a checklist, work instruction, or equivalent means with clear instructions to guide employee completion of tasks required…

Source & revisions