ST0435
Written report(s) of the audit and corrective actions are shared.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Written report(s) of the audit and corrective actions are shared.
Assessed by HEXDI
What HEXDI assesses.
- M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
- M2
4 — PROGRAM SETUP AND ADMINISTRATION
The Export/Import Compliance Council (or equivalent) creates working groups as needed to address specific areas, to include corrective…
- M11
1 — AUDITS AND ASSESSMENTS
Program requires proper documentation of audits.
- M11
2 — AUDITS AND ASSESSMENTS
Audit guide requires a written report on program deficiencies, areas for improvement, and recommended corrective actions identified in the…
- M11
2 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to relevant management personnel, employees responsible for key compliance…
- M11
3 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to Senior Management.
Related
Other DOC standards.
- DOC29 citations
ST0282
Elements of an Effective Export Compliance Program
- DOC24 citations
ST0269
Elements of an Effective Export Compliance Program
- DOC21 citations
ST0339
Elements of an Effective Export Compliance Program
- DOC20 citations
ST0419
Elements of an Effective Export Compliance Program
- DOC16 citations
ST0289
Elements of an Effective Export Compliance Program
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (11m ago)
- Source
- Elements of an Effective Export Compliance Program