ST0437
There are established disciplinary actions for noncompliance within the organization’s compliance policies and with U.S. export laws.
Source text
As written.
There are established disciplinary actions for noncompliance within the organization’s compliance policies and with U.S. export laws.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M12
2 — HANDLING VIOLATIONS
Program has procedures for the fair and consistent application of disciplinary actions for employee violations.
- M12
3 — HANDLING VIOLATIONS
Senior Management takes reasonable steps to exclude employees responsible for intentional violations of export/import laws from management…
Related
Other DOC standards.
- DOC29 citations
ST0282
Elements of an Effective Export Compliance Program
- DOC24 citations
ST0269
Elements of an Effective Export Compliance Program
- DOC21 citations
ST0339
Elements of an Effective Export Compliance Program
- DOC20 citations
ST0419
Elements of an Effective Export Compliance Program
- DOC16 citations
ST0289
Elements of an Effective Export Compliance Program
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Elements of an Effective Export Compliance Program