ST0446
[The audit may include the following but not limited to:] A procedure to stop/hold transactions if problems arise
Source text
As written.
[The audit may include the following but not limited to:] A procedure to stop/hold transactions if problems arise
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M6
2 — TRANSACTION SCREENING
Program places all transactions that do not pass a party or transaction screen on hold.
- M6
4 — TRANSACTION SCREENING
Program has procedures to reject any transaction for which screening results in an unresolved hold.
- M12
2 — HANDLING VIOLATIONS
Remediation procedures address the treatment of unlawfully exported/imported items and/or technical information upon discovery of a…
- M12
1 — HANDLING VIOLATIONS
Program has procedures to timely remediate potential violations.
Related
Other DOC standards.
- DOC29 citations
ST0282
Elements of an Effective Export Compliance Program
- DOC24 citations
ST0269
Elements of an Effective Export Compliance Program
- DOC21 citations
ST0339
Elements of an Effective Export Compliance Program
- DOC20 citations
ST0419
Elements of an Effective Export Compliance Program
- DOC16 citations
ST0289
Elements of an Effective Export Compliance Program
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Elements of an Effective Export Compliance Program