ST0960DOCBIS

ST0960

(c)(13) A system to screen against customers who are known to have, or are suspected of having, unauthorized dealings with specially designated regions and countries for which nonproliferation controls apply;…(ii) When any of the above characteristics have been identified, but through follow-up…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

(c)(13) A system to screen against customers who are known to have, or are suspected of having, unauthorized dealings with specially designated regions and countries for which nonproliferation controls apply;…(ii) When any of the above characteristics have been identified, but through follow-up inquiries or investigation have not been satisfactorily resolved, the consignee should not transact any business with the customer under the SCL. Apply for a license according to part 748 of the EAR. You should explain the basis for the concern regarding the proposed customer, and state that you are an SCL consignee. Also, cite the SCL number, and your consignee number;

Assessed by HEXDI

What HEXDI assesses.

  • M6

    7 — TRANSACTION SCREENING

    Screening procedures check all transactions for risks of diversion, to include screening transactions against red flags of diversion listed…

  • M6

    1 — TRANSACTION SCREENING

    Program establishes sufficient internal controls, to include reviews by more than one employee, to prevent transactions that have not…

  • M6

    2 — TRANSACTION SCREENING

    Program places all transactions that do not pass a party or transaction screen on hold.

  • M6

    4 — TRANSACTION SCREENING

    Program has procedures to reject any transaction for which screening results in an unresolved hold.

  • M6

    3 — TRANSACTION SCREENING

    Program has a process for resolving false positive hits.

  • M6

    5 — TRANSACTION SCREENING

    Program has procedures to communicate the rejection of a transaction and the reason for rejection to relevant business units, divisions or…

Related

Other DOC standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (12m ago)
Source
Former Special Comprehensive License Guidance