ST0026DOJDOJ

ST0026

Experience and Qualifications – Do compliance and control personnel have the appropriate experience and qualifications for their roles and responsibilities?

Assess my company

Source text

As written.

Experience and Qualifications – Do compliance and control personnel have the appropriate experience and qualifications for their roles and responsibilities?

Change history

When and why it changed.

Present in the original catalog

This standard has not changed since it was added.

Assessed by HEXDI

What HEXDI assesses.

  • M1

    1 — MANAGEMENT COMMITMENT

    Senior Management allocates sufficient financial, information technology, employee, legal, and other resources, to include external…

  • M2

    1 — PROGRAM SETUP AND ADMINISTRATION

    Specific employee with sufficient qualifications and experience is responsible for coordinating development, implementation, maintenance,…

  • M3

    4 — TRAINING

    Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…

  • M3

    5 — TRAINING

    Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…

  • M3

    2 — TRAINING

    A specific employee with sufficient qualifications and experience is responsible for coordinating employee training.

  • M3

    3 — TRAINING

    Program requires training by qualified and experienced persons.

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
Oct 28, 2026 (6d ago)
Source
Evaluation of Corporate Compliance Programs