ST0026DOJDOJ

ST0026

Experience and Qualifications – Do compliance and control personnel have the appropriate experience and qualifications for their roles and responsibilities?

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

Experience and Qualifications – Do compliance and control personnel have the appropriate experience and qualifications for their roles and responsibilities?

Assessed by HEXDI

What HEXDI assesses.

  • M1

    1 — MANAGEMENT COMMITMENT

    Senior Management allocates sufficient financial, information technology, employee, legal, and other resources, to include external…

  • M2

    1 — PROGRAM SETUP AND ADMINISTRATION

    Specific employee with sufficient qualifications and experience is responsible for coordinating development, implementation, maintenance,…

  • M3

    4 — TRAINING

    Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…

  • M3

    5 — TRAINING

    Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…

  • M3

    2 — TRAINING

    A specific employee with sufficient qualifications and experience is responsible for coordinating employee training.

  • M3

    3 — TRAINING

    Program requires training by qualified and experienced persons.

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (13m ago)
Source
Evaluation of Corporate Compliance Programs