ST0182DOJDOJ

ST0182

Data Resources and Access – Do compliance and control personnel have sufficient direct or indirect access to relevant sources of data to allow for timely and effective monitoring and/or testing of policies, controls, and transactions? Do any impediments exist that limit access to relevant sources…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

Data Resources and Access – Do compliance and control personnel have sufficient direct or indirect access to relevant sources of data to allow for timely and effective monitoring and/or testing of policies, controls, and transactions? Do any impediments exist that limit access to relevant sources of data and, if so, what is the company doing to address the impediments?

Assessed by HEXDI

What HEXDI assesses.

  • M2

    5 — PROGRAM SETUP AND ADMINISTRATION

    The Export/Import Compliance Council (or equivalent) regularly meets with the employee responsible for coordinating the program to review…

  • M2

    6 — PROGRAM SETUP AND ADMINISTRATION

    The Export/Import Compliance Council (or equivalent) regularly meets with employees responsible for key compliance tasks to review relevant…

  • M2

    2 — PROGRAM SETUP AND ADMINISTRATION

    Methodology includes monitoring, collecting, and reporting of information on the number of exports/imports, nature and number of…

  • M11

    1 — AUDITS AND ASSESSMENTS

    Program requires both internal and external audits to confirm whether procedures are performed as written and to determine effectiveness of…

  • M11

    2 — AUDITS AND ASSESSMENTS

    Program requires unit/functional level audits.

  • M11

    3 — AUDITS AND ASSESSMENTS

    Program requires program level audits.

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (13m ago)
Source
Evaluation of Corporate Compliance Programs