ST0188DOJDOJ

ST0188

In what specific ways are compliance policies and procedures reinforced through the company’s internal control systems?

Plain-language summary

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Plain-language summary forthcoming. Source text below.

Source text

In what specific ways are compliance policies and procedures reinforced through the company’s internal control systems?

Assessed by HEXDI

M2
1 — PROGRAM SETUP AND ADMINISTRATION
Program is distributed to all employees who acknowledge in writing that they have read, understand, and will comply with all program…
M3
3 — TRAINING
Program requires introductory export/import compliance training for employees upon initial hire and refresher training for all employees on…
M3
4 — TRAINING
Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…
M3
5 — TRAINING
Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…
M3
6 — TRAINING
Program includes a mentoring program in which experienced employees shadow junior employees and share their knowledge and skills with…
M3
1 — TRAINING
Program measures effectiveness of training through testing, practical exercises, staff meetings, observation and/or other means.

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