ST0236DOJDOJ

ST0236

Gatekeepers – What, if any, guidance and training has been provided to key gatekeepers in the control processes (e.g., those with approval authority or certification responsibilities)? Do they know what misconduct to look for? Do they know when and how to escalate concerns?

Assess my company

Source text

As written.

Gatekeepers – What, if any, guidance and training has been provided to key gatekeepers in the control processes (e.g., those with approval  authority or certification responsibilities)? Do they know what misconduct to look for? Do they know when and how to escalate concerns?

Change history

When and why it changed.

Present in the original catalog

This standard has not changed since it was added.

Assessed by HEXDI

What HEXDI assesses.

  • M1

    2 — MANAGEMENT COMMITMENT

    Policies instruct that no transactions will be made contrary to export/import or other U.S. laws.

  • M3

    1 — TRAINING

    Program requires annual top-level export/import training for Board of Directors (or equivalent).

  • M3

    2 — TRAINING

    Program requires annual top-level export/import training for Senior Management.

  • M3

    3 — TRAINING

    Program requires introductory export/import compliance training for employees upon initial hire and refresher training for all employees on…

  • M3

    4 — TRAINING

    Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…

  • M3

    5 — TRAINING

    Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
Oct 28, 2026 (6d ago)
Source
Evaluation of Corporate Compliance Programs