ST0240DOJDOJ

ST0240

Availability of Guidance – What resources have been available to employees to provide guidance relating to compliance policies? How has the company assessed whether its employees know when to seek advice and whether they would be willing to do so?

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

Availability of Guidance – What resources have been available to employees to provide guidance relating to compliance policies? How has the company assessed whether its employees know when to seek advice and whether they would be willing to do so?

Assessed by HEXDI

What HEXDI assesses.

  • M3

    3 — TRAINING

    Training schedule includes, but is not limited to, the following topics: purpose, scope, and restrictions of export/import controls; high…

  • M7

    1 — AUTHORIZATION MANAGEMENT

    Program has procedures for determining when to seek requests for advisory opinions, interpretive rulings, and other agency guidance to…

  • M9

    4 — THIRD PARTY MANAGEMENT

    Program requires use of an established point of contact within each third party used in export/import compliance functions who is…

  • M12

    4 — HANDLING VIOLATIONS

    Program identifies the office and/or employee(s) available to answer questions on the legitimacy of a transaction, report possible…

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (13m ago)
Source
Evaluation of Corporate Compliance Programs