ST0307
Was the misconduct or the risk of misconduct identified during due diligence? Who conducted the risk review for the acquired/merged entities and how was it done? What is the M&A due diligence process generally?
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Was the misconduct or the risk of misconduct identified during due diligence? Who conducted the risk review for the acquired/merged entities and how was it done? What is the M&A due diligence process generally?
Assessed by HEXDI
What HEXDI assesses.
- M6
1 — TRANSACTION SCREENING
Program has procedures for due diligence screening of entities subject to acquisition or merger with the company.
- M6
2 — TRANSACTION SCREENING
Screening procedures identify the roles and responsibilities of employees and/or relevant operational units responsible for reviews and…
- M6
4 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require assessment of past and any ongoing violations by…
- M6
3 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require screening of parties to the transaction, to include…
Related
Other DOJ standards.
- DOJ41 citations
ST1166
DoJ Evaluation of Corporate Compliance Programs
- DOJ25 citations
ST1160
DoJ Evaluation of Corporate Compliance Programs
- DOJ24 citations
ST1154
DoJ Evaluation of Corporate Compliance Programs
- DOJ22 citations
ST0028
Evaluation of Corporate Compliance Programs
- DOJ22 citations
ST0535
Evaluation of Corporate Compliance Programs
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (13m ago)
- Source
- Evaluation of Corporate Compliance Programs