ST0307
Was the misconduct or the risk of misconduct identified during due diligence? Who conducted the risk review for the acquired/merged entities and how was it done? What is the M&A due diligence process generally?
Source text
As written.
Was the misconduct or the risk of misconduct identified during due diligence? Who conducted the risk review for the acquired/merged entities and how was it done? What is the M&A due diligence process generally?
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M6
1 — TRANSACTION SCREENING
Program has procedures for due diligence screening of entities subject to acquisition or merger with the company.
- M6
2 — TRANSACTION SCREENING
Screening procedures identify the roles and responsibilities of employees and/or relevant operational units responsible for reviews and…
- M6
4 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require assessment of past and any ongoing violations by…
- M6
3 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require screening of parties to the transaction, to include…
Related
Other DOJ standards.
- DOJ41 citations
ST1166
DoJ Evaluation of Corporate Compliance Programs
- DOJ25 citations
ST1160
DoJ Evaluation of Corporate Compliance Programs
- DOJ24 citations
ST1154
DoJ Evaluation of Corporate Compliance Programs
- DOJ22 citations
ST0028
Evaluation of Corporate Compliance Programs
- DOJ22 citations
ST0535
Evaluation of Corporate Compliance Programs
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Evaluation of Corporate Compliance Programs