ST0308DOJDOJ

ST0308

Integration in the M&A Process – How has the compliance function been integrated into the merger, acquisition, and integration process?

Source text

As written.

Integration in the M&A Process – How has the compliance function been integrated into the merger, acquisition, and integration process?

Change history

Present in the original catalog

This standard has not changed since it was added.

Assessed by HEXDI

M6
1 — TRANSACTION SCREENING
Program has procedures for due diligence screening of entities subject to acquisition or merger with the company.
M6
2 — TRANSACTION SCREENING
Screening procedures identify the roles and responsibilities of employees and/or relevant operational units responsible for reviews and…
M6
4 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require assessment of past and any ongoing violations by…
M6
3 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require screening of parties to the transaction, to include…
M7
2 — AUTHORIZATION MANAGEMENT
Program has procedures for requisite notifications to DDTC before and after acquisitions or mergers.
M7
1 — AUTHORIZATION MANAGEMENT
Program has procedures for amendments, novation, and replacement licenses, as needed, in the course of acquisitions or mergers.

Source & revisions