ST0308DOJDOJ

ST0308

Integration in the M&A Process – How has the compliance function been integrated into the merger, acquisition, and integration process?

Plain-language summary

What it actually means.

Plain-language summary forthcoming. Source text below.

Source text

Integration in the M&A Process – How has the compliance function been integrated into the merger, acquisition, and integration process?

Assessed by HEXDI

M6
1 — TRANSACTION SCREENING
Program has procedures for due diligence screening of entities subject to acquisition or merger with the company.
M6
2 — TRANSACTION SCREENING
Screening procedures identify the roles and responsibilities of employees and/or relevant operational units responsible for reviews and…
M6
4 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require assessment of past and any ongoing violations by…
M6
3 — TRANSACTION SCREENING
Screening procedures for entities subject to acquisition or merger with company require screening of parties to the transaction, to include…
M7
2 — AUTHORIZATION MANAGEMENT
Program has procedures for requisite notifications to DDTC before and after acquisitions or mergers.
M7
1 — AUTHORIZATION MANAGEMENT
Program has procedures for amendments, novation, and replacement licenses, as needed, in the course of acquisitions or mergers.

Source & revisions