ST0469
Response to Investigations – Have the company’s investigations been used to identify root causes, system vulnerabilities, and accountability lapses, including among supervisory managers and senior executives?
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Response to Investigations – Have the company’s investigations been used to identify root causes, system vulnerabilities, and accountability lapses, including among supervisory managers and senior executives?
Assessed by HEXDI
What HEXDI assesses.
- M11
1 — AUDITS AND ASSESSMENTS
Program has procedures for investigating the underlying root causes giving rise to program deficiencies and other internal control problems…
- M12
9 — HANDLING VIOLATIONS
Investigation procedures require investigators to identify root causes and propose corrective actions for violations.
- M12
10 — HANDLING VIOLATIONS
Investigation procedures require investigators to produce a complete and accurate written report detailing their findings and…
Related
Other DOJ standards.
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ST0028
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ST0535
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Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (14m ago)
- Source
- Evaluation of Corporate Compliance Programs