ST0470DOJDOJ

ST0470

Response to Investigations – What has been the process for responding to investigative findings?

Plain-language summary

What it actually means.

Plain-language summary forthcoming. Source text below.

Source text

Response to Investigations – What has been the process for responding to investigative findings?

Assessed by HEXDI

M11
2 — AUDITS AND ASSESSMENTS
Audit guide requires a written report on program deficiencies, areas for improvement, and recommended corrective actions identified in the…
M11
5 — AUDITS AND ASSESSMENTS
Program requires review of audit results by Export/Import Compliance Council (or equivalent) to determine appropriate corrective actions,…
M11
7 — AUDITS AND ASSESSMENTS
Program has procedures for developing, tracking and ensuring timely completion of corrective actions within established time frames.
M11
8 — AUDITS AND ASSESSMENTS
Program has procedures for timely sharing best practices and lessons learned from audit results within the company to improve effectiveness…
M12
1 — HANDLING VIOLATIONS
Program has procedures for tracking and ensuring timely completion of corrective actions for violations.
M12
2 — HANDLING VIOLATIONS
Program has procedures for the fair and consistent application of disciplinary actions for employee violations.

Source & revisions