ST0471DOJDOJ

ST0471

Response to Investigations – How high up in the company do investigative findings go?

Source text

As written.

Response to Investigations – How high up in the company do investigative findings go?

Change history

Present in the original catalog

This standard has not changed since it was added.

Assessed by HEXDI

M1
6 — MANAGEMENT COMMITMENT
Senior Management maintains sufficient oversight over employee adherence to the program.
M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
M11
2 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to relevant management personnel, employees responsible for key compliance…
M11
3 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to Senior Management.
M11
5 — AUDITS AND ASSESSMENTS
Program requires review of audit results by Export/Import Compliance Council (or equivalent) to determine appropriate corrective actions,…
M11
6 — AUDITS AND ASSESSMENTS
Program has procedures for consultations between auditors and internal stakeholders, to include Senior Management, Board of Directors (or…

Source & revisions