ST0536DOJDOJ

ST0536

Internal Audit – What types of relevant audit findings and remediation progress have been reported to management and the board on a regular basis?

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

Internal Audit –  What types of relevant audit findings and remediation progress have been reported to management and the board on a regular basis?

Assessed by HEXDI

What HEXDI assesses.

  • M1

    7 — MANAGEMENT COMMITMENT

    Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.

  • M11

    3 — AUDITS AND ASSESSMENTS

    Program has procedures for promptly communicating audit results to Senior Management.

  • M11

    5 — AUDITS AND ASSESSMENTS

    Program requires review of audit results by Export/Import Compliance Council (or equivalent) to determine appropriate corrective actions,…

  • M11

    6 — AUDITS AND ASSESSMENTS

    Program has procedures for consultations between auditors and internal stakeholders, to include Senior Management, Board of Directors (or…

  • M11

    4 — AUDITS AND ASSESSMENTS

    Program has procedures for promptly communicating audit results to Board of Directors (or equivalent).

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (14m ago)
Source
Evaluation of Corporate Compliance Programs