ST0969DOJDOJ

ST0969

In addition, prosecutors should determine whether the corporation has provided for a staff sufficient to audit, document, analyze, and utilize the results of the corporation's compliance efforts.

Source text

As written.

In addition, prosecutors should determine whether the corporation has provided for a staff sufficient to audit, document, analyze, and utilize the results of the corporation's compliance efforts.

Change history

When and why it changed.

Present in the original catalog

This standard has not changed since it was added.

Assessed by HEXDI

What HEXDI assesses.

  • M1

    1 — MANAGEMENT COMMITMENT

    Senior Management allocates sufficient financial, information technology, employee, legal, and other resources, to include external…

  • M2

    1 — PROGRAM SETUP AND ADMINISTRATION

    Program has procedures to ensure that persons with appropriate competencies are recruited and trained to perform key responsibilities under…

  • M2

    2 — PROGRAM SETUP AND ADMINISTRATION

    There are a sufficient number of qualified employees assigned to perform key compliance responsibilities.

Source & revisions

First mapped
Jun 8, 2022
Last updated
Oct 28, 2026 (6d ago)
Source
Principles of Federal Prosecution of Business Organizations