ST0978DOJDOJ

ST0978

In evaluating compliance programs, prosecutors may consider whether the corporation has established corporate governance mechanisms that can effectively detect and prevent misconduct. For example... are internal audit functions conducted at a level sufficient to ensure their independence and…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

In evaluating compliance programs, prosecutors may consider whether the corporation has established corporate governance mechanisms that can effectively detect and prevent misconduct. For example... are internal audit functions conducted at a level sufficient to ensure their independence and accuracy;

Assessed by HEXDI

What HEXDI assesses.

  • M11

    2 — AUDITS AND ASSESSMENTS

    Program requires that only qualified personnel with requisite authority, training, and experience perform audits.

  • M11

    3 — AUDITS AND ASSESSMENTS

    Program has a procedure for addressing actual and potential conflicts of interest between the auditor and the unit, functional level,…

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (15m ago)
Source
U.S. Attorneys' Manual