ST0979DOJDOJ

ST0979

In evaluating compliance programs, prosecutors may consider whether the corporation has established corporate governance mechanisms that can effectively detect and prevent misconduct. For example…have the directors established an information and reporting system in the organization reasonably…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

In evaluating compliance programs, prosecutors may consider whether the corporation has established corporate governance mechanisms that can effectively detect and prevent misconduct. For example…have the directors established an information and reporting system in the organization reasonably designed to provide management and directors with timely and accurate information sufficient to allow them to reach an informed decision regarding the organization's compliance with the law.

Assessed by HEXDI

What HEXDI assesses.

  • M11

    3 — AUDITS AND ASSESSMENTS

    Program has procedures for promptly communicating audit results to Senior Management.

  • M11

    5 — AUDITS AND ASSESSMENTS

    Program requires review of audit results by Export/Import Compliance Council (or equivalent) to determine appropriate corrective actions,…

  • M11

    6 — AUDITS AND ASSESSMENTS

    Program has procedures for consultations between auditors and internal stakeholders, to include Senior Management, Board of Directors (or…

  • M11

    4 — AUDITS AND ASSESSMENTS

    Program has procedures for promptly communicating audit results to Board of Directors (or equivalent).

  • M12

    1 — HANDLING VIOLATIONS

    Program includes a Suspicious Activity Reporting (SAR) system for collecting, analyzing, and using information on suspected violations.

  • M12

    5 — HANDLING VIOLATIONS

    Program includes an Ombudsman Program as a reporting mechanism safe from reprisals, and as a means for reporting employees to track…

Related

Other DOJ standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (15m ago)
Source
U.S. Attorneys' Manual