ST0657
[Annex of Compliance Measures] (6)(b) [the ISCO shall oversee the following specific areas:] 1. The audits of the Electronic Systems Sector's implementation of the compliance measures required by the Consent Agreement, including this Annex of Compliance Measures.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
[Annex of Compliance Measures] (6)(b) [the ISCO shall oversee the following specific areas:] 1. The audits of the Electronic Systems Sector's implementation of the compliance measures required by the Consent Agreement, including this Annex of Compliance Measures.
Assessed by HEXDI
What HEXDI assesses.
- M11
1 — AUDITS AND ASSESSMENTS
Program requires both internal and external audits to confirm whether procedures are performed as written and to determine effectiveness of…
- M11
2 — AUDITS AND ASSESSMENTS
Program requires unit/functional level audits.
- M11
3 — AUDITS AND ASSESSMENTS
Program requires program level audits.
- M11
4 — AUDITS AND ASSESSMENTS
Program requires regular ongoing feedback, testing, and/or quality control assessments of processes on a regular basis outside of the audit…
- M11
1 — AUDITS AND ASSESSMENTS
The scope and frequency of audits are determined based on the company’s ongoing risk analysis and identification.
- M11
3 — AUDITS AND ASSESSMENTS
Program requires audits on at least an annual basis.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (19m ago)
- Source
- DDTC Consent Agreement(s)