ST0757
The organization has developed a methodology to identify, analyze, and address the particular risks it identifies. As appropriate, the risk assessment will be updated to account for the conduct and root causes of any apparent violations or systemic deficiencies identified by the organization during…
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
The organization has developed a methodology to identify, analyze, and address the particular risks it identifies. As appropriate, the risk assessment will be updated to account for the conduct and root causes of any apparent violations or systemic deficiencies identified by the organization during the routine course of business, for example, through a testing or audit function.
Assessed by HEXDI
What HEXDI assesses.
- M11
1 — AUDITS AND ASSESSMENTS
Audit guide requires comparison of audit results to prior audit results to identify any repeated deficiencies.
- M11
2 — AUDITS AND ASSESSMENTS
Audit guide requires verification that prior audit corrective actions/recommendations were completed.
- M11
2 — AUDITS AND ASSESSMENTS
Audit guide requires a written report on program deficiencies, areas for improvement, and recommended corrective actions identified in the…
- M11
1 — AUDITS AND ASSESSMENTS
Program has procedures for investigating the underlying root causes giving rise to program deficiencies and other internal control problems…
- M11
5 — AUDITS AND ASSESSMENTS
Program requires review of audit results by Export/Import Compliance Council (or equivalent) to determine appropriate corrective actions,…
- M11
7 — AUDITS AND ASSESSMENTS
Program has procedures for developing, tracking and ensuring timely completion of corrective actions within established time frames.
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- Framework for OFAC Compliance Commitments