ST0943
ANNEX , OFAC RISK MATRIX [Low]. Training is appropriate and effective based on the institution's risk profile, covers applicable personnel, and provides necessary up-to-date information and resources to ensure compliance
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
ANNEX , OFAC RISK MATRIX [Low]. Training is appropriate and effective based on the institution's risk profile, covers applicable personnel, and provides necessary up-to-date information and resources to ensure compliance
Assessed by HEXDI
What HEXDI assesses.
- M3
1 — TRAINING
Program requires annual top-level export/import training for Board of Directors (or equivalent).
- M3
2 — TRAINING
Program requires annual top-level export/import training for Senior Management.
- M3
3 — TRAINING
Program requires introductory export/import compliance training for employees upon initial hire and refresher training for all employees on…
- M3
4 — TRAINING
Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…
- M3
5 — TRAINING
Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…
- M3
6 — TRAINING
Program includes a mentoring program in which experienced employees shadow junior employees and share their knowledge and skills with…
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (29m ago)
- Source
- Economic Sanctions Enforcement Guidelines