ST0943
ANNEX , OFAC RISK MATRIX [Low]. Training is appropriate and effective based on the institution's risk profile, covers applicable personnel, and provides necessary up-to-date information and resources to ensure compliance
Source text
As written.
ANNEX , OFAC RISK MATRIX [Low]. Training is appropriate and effective based on the institution's risk profile, covers applicable personnel, and provides necessary up-to-date information and resources to ensure compliance
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M3
1 — TRAINING
Program requires annual top-level export/import training for Board of Directors (or equivalent).
- M3
2 — TRAINING
Program requires annual top-level export/import training for Senior Management.
- M3
3 — TRAINING
Program requires introductory export/import compliance training for employees upon initial hire and refresher training for all employees on…
- M3
4 — TRAINING
Program requires intermediate and advanced export/import control training for employees with key program responsibilities to ensure…
- M3
5 — TRAINING
Program requires cross-training of backups to assume tasks of employees with key program responsibilities when the employees are on leave,…
- M3
6 — TRAINING
Program includes a mentoring program in which experienced employees shadow junior employees and share their knowledge and skills with…
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Economic Sanctions Enforcement Guidelines