ST1107DOTOFAC

ST1107

The organization has implemented internal controls that adequately address the results of its OFAC risk assessment and profile. These internal controls should enable the organization to clearly and effectively identify, interdict, escalate, and report to appropriate personnel within the…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

The organization has implemented internal controls that adequately address the results of its OFAC risk assessment and profile. These internal controls should enable the organization to clearly and effectively identify, interdict, escalate, and report to appropriate personnel within the organization transactions and activity that may be prohibited by OFAC.

Assessed by HEXDI

What HEXDI assesses.

  • M6

    1 — TRANSACTION SCREENING

    Program has procedures for transaction screening.

  • M6

    4 — TRANSACTION SCREENING

    Program requires prohibited party screening of all customers, to include screens of each customer’s name, address, and associated…

  • M6

    1 — TRANSACTION SCREENING

    Program requires that prohibited party screens include, at a minimum, the Department of State Nonproliferation Sanctions List and the Arms…

  • M6

    3 — TRANSACTION SCREENING

    Screening procedures check all transactions for the use of any vessel, aircraft or other means of conveyance that is owned, operated by, or…

  • M6

    2 — TRANSACTION SCREENING

    Screening procedures check all transactions for the involvement of OFAC embargoed/sanctioned countries.

  • M6

    8 — TRANSACTION SCREENING

    Screening procedures require dynamic screening of most current versions of relevant prohibited party lists.

Related

Other DOT standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (29m ago)
Source
Framework for OFAC Compliance Commitments