ST0439
Compliance guidelines include policy and procedures for follow-up reporting to management and the reporting employee.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Compliance guidelines include policy and procedures for follow-up reporting to management and the reporting employee.
Assessed by HEXDI
What HEXDI assesses.
- M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
- M12
2 — HANDLING VIOLATIONS
Program has procedures for prompt follow-up reporting on resolution of violations to Senior Management and internal stakeholders, to…
- M12
3 — HANDLING VIOLATIONS
Program requires periodic reports of violations to the company Board of Directors (or equivalent).
Related
Other DOC standards.
- DOC29 citations
ST0282
Elements of an Effective Export Compliance Program
- DOC24 citations
ST0269
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- DOC21 citations
ST0339
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- DOC20 citations
ST0419
Elements of an Effective Export Compliance Program
- DOC16 citations
ST0289
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Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (11m ago)
- Source
- Elements of an Effective Export Compliance Program