ST0439
Compliance guidelines include policy and procedures for follow-up reporting to management and the reporting employee.
Source text
As written.
Compliance guidelines include policy and procedures for follow-up reporting to management and the reporting employee.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
- M12
2 — HANDLING VIOLATIONS
Program has procedures for prompt follow-up reporting on resolution of violations to Senior Management and internal stakeholders, to…
- M12
3 — HANDLING VIOLATIONS
Program requires periodic reports of violations to the company Board of Directors (or equivalent).
Related
Other DOC standards.
- DOC29 citations
ST0282
Elements of an Effective Export Compliance Program
- DOC24 citations
ST0269
Elements of an Effective Export Compliance Program
- DOC21 citations
ST0339
Elements of an Effective Export Compliance Program
- DOC20 citations
ST0419
Elements of an Effective Export Compliance Program
- DOC16 citations
ST0289
Elements of an Effective Export Compliance Program
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (7d ago)
- Source
- Elements of an Effective Export Compliance Program