ST0387DOSDDTC
ST0387
Regular internal review of files to ensure proper practices and procedures by persons reporting to top management.
Plain-language summary
What it actually means.
to be determined
Plain-language summary forthcoming. Source text below.
Source text
As written.
Regular internal review of files to ensure proper practices and procedures by persons reporting to top management.
Assessed by HEXDI
What HEXDI assesses.
- M11
4 — AUDITS AND ASSESSMENTS
Program requires regular ongoing feedback, testing, and/or quality control assessments of processes on a regular basis outside of the audit…
- M11
1 — AUDITS AND ASSESSMENTS
The scope and frequency of audits are determined based on the company’s ongoing risk analysis and identification.
- M11
2 — AUDITS AND ASSESSMENTS
Program defines a schedule for audits.
- M11
4 — AUDITS AND ASSESSMENTS
Program requires audits on a semi-annual or more frequent basis.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- Compliance Program Guidelines