ST0387DOSDDTC
ST0387
Regular internal review of files to ensure proper practices and procedures by persons reporting to top management.
Source text
As written.
Regular internal review of files to ensure proper practices and procedures by persons reporting to top management.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M11
4 — AUDITS AND ASSESSMENTS
Program requires regular ongoing feedback, testing, and/or quality control assessments of processes on a regular basis outside of the audit…
- M11
1 — AUDITS AND ASSESSMENTS
The scope and frequency of audits are determined based on the company’s ongoing risk analysis and identification.
- M11
2 — AUDITS AND ASSESSMENTS
Program defines a schedule for audits.
- M11
4 — AUDITS AND ASSESSMENTS
Program requires audits on a semi-annual or more frequent basis.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Compliance Program Guidelines