ST0786DOSDDTC

ST0786

(16) Respondent will continue and publicize to its employees the 
availability of Respondent's programs for reporting concerns, including complaints and perceive d violations involving the AECA and the ITAR through Respondents "ethics helpline" and with the protections provided therein. Once such…

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

(16) Respondent will continue and publicize to its employees the 
availability of Respondent's programs for reporting concerns, including complaints and perceive d violations involving the AECA and the ITAR through Respondents "ethics helpline" and with the protections provided therein. Once such complaints, concerns or violations about AECA or ITAR matters have been reported, Respondent will ensure that this information is forwarded to Respondent's Chief Counsel, Compliance and Regulation. The Chief Counsel, Compliance and Regulation will be responsible for resolving such matters and reporting resolutions to the SCO or ISCO. If the Respondent's Chief Counsel, Compliance and Regulation, SCO, or ISCO, is the subject of the complaint, concern or violation, the matter will be referred to Respondent's Group General Counsel for resolution and for reporting resolutions to the SCO or ISCO. If Respondent's Group General Counsel is the subject of the complaint, concern or violation, the matter will be referred to Respondent's Chief Executive for resolution and for reporting resolutions to the SCO or ISCO.

Assessed by HEXDI

What HEXDI assesses.

  • M12

    1 — HANDLING VIOLATIONS

    Program describes the system for reporting potential violations and instructs that all company employees and Senior Management will report…

  • M12

    2 — HANDLING VIOLATIONS

    Policies encourage employees to report suspected violations without fear of reprisal.

  • M12

    1 — HANDLING VIOLATIONS

    Program has procedures for investigations of suspected violations.

  • M12

    2 — HANDLING VIOLATIONS

    Investigation procedures require and address timely assessment of each report of suspected violation.

  • M12

    3 — HANDLING VIOLATIONS

    Investigation procedures explain how to resolve each report of suspected violation.

  • M12

    4 — HANDLING VIOLATIONS

    Investigation procedures identify the situations in which formal internal investigations are required.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (22m ago)
Source
DDTC Consent Agreement(s)