ST0800DOSDDTC

ST0800

(10)(n)(1) [The SCO or ISCO shall monitor Respondent's AECA and ITAR compliance programs with specific attention to the following areas associated with the offenses alleged in the Proposed Charging Letter:] ix. Policies and procedures for encouraging Respondent's employees to report ITAR compliance…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

(10)(n)(1) [The SCO or ISCO shall monitor Respondent's AECA and ITAR compliance programs with specific attention to the following areas associated with the offenses alleged in the Proposed Charging Letter:] ix. Policies and procedures for encouraging Respondent's employees to report ITAR compliance problems without fear of reprisal. These policies and procedures should promote Respondent's existing programs (Ombudsman/ DIALOG, Business Practices Office, and other channels) as reporting mechanisms safe from reprisals and as a means to document the issue to be looked at, management's action, and the result of any action taken by management in resolving the issue;

Assessed by HEXDI

What HEXDI assesses.

  • M12

    2 — HANDLING VIOLATIONS

    Policies encourage employees to report suspected violations without fear of reprisal.

  • M12

    3 — HANDLING VIOLATIONS

    Program requires initial hire and regular employee training on how to recognize possible violations and how to report suspected violations.

  • M12

    4 — HANDLING VIOLATIONS

    Program identifies the office and/or employee(s) available to answer questions on the legitimacy of a transaction, report possible…

  • M12

    1 — HANDLING VIOLATIONS

    Program includes a Suspicious Activity Reporting (SAR) system for collecting, analyzing, and using information on suspected violations.

  • M12

    5 — HANDLING VIOLATIONS

    Program includes an Ombudsman Program as a reporting mechanism safe from reprisals, and as a means for reporting employees to track…

  • M12

    2 — HANDLING VIOLATIONS

    SAR system has a 24-hour mechanism for employees to report suspected violations.

Related

Other DOS standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (22m ago)
Source
DDTC Consent Agreement(s)