ST0803
(10)(n)(2) [The SCO or ISCO shall oversee the following specific areas:] ii. Respondent's corporate oversight of compliance for performance of its responsibilities under this Consent Agreement and the Order in a timely and satisfactory manner;
Source text
As written.
(10)(n)(2) [The SCO or ISCO shall oversee the following specific areas:] ii. Respondent's corporate oversight of compliance for performance of its responsibilities under this Consent Agreement and the Order in a timely and satisfactory manner;
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M1
4 — MANAGEMENT COMMITMENT
Senior Management maintains sufficient oversight over development and implementation of the program.
- M1
5 — MANAGEMENT COMMITMENT
Senior Management maintains sufficient oversight over maintenance of the program.
- M1
6 — MANAGEMENT COMMITMENT
Senior Management maintains sufficient oversight over employee adherence to the program.
- M1
7 — MANAGEMENT COMMITMENT
Senior Management reviews audit reports and recommendations and regularly evaluates effectiveness of the program.
- M1
8 — MANAGEMENT COMMITMENT
A specific member of Senior Management is assigned with overall responsibility for the program.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- DDTC Consent Agreement(s)