ST0999DOSDDTC

ST0999

(7) Within six (6) months of signing the order, L-3 shall institute strengthened overall export compliance policies, procedures and training, focusing primarily on Titan and those other L-3 entities that consist of any assets or personnel associated with Titan. The Respondent shall be required to…

Assess my company

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

(7) Within six (6) months of signing the order, L-3 shall institute strengthened overall export compliance policies, procedures and training, focusing primarily on Titan and those other L-3 entities that consist of any assets or personnel associated with Titan. The Respondent shall be required to address the following areas:
• Fees and commissions (Part 130 of the ITAR);
• Brokering requirements (Part 129 of the ITAR);
• Use of exemptions under the ITAR;
• Role and independent authority of Empowered Official;
• Fines and penalties under the AECA and the ITAR.
Respondent will provide the Director, DTCC, with its updated procedures and training materials reflecting these changes.

Assessed by HEXDI

What HEXDI assesses.

  • M1

    3 — MANAGEMENT COMMITMENT

    Policies identify the penalties for violations of export/import laws and the program.

  • M6

    1 — TRANSACTION SCREENING

    Screening procedures require individual assessment of each export, transfer, reexport, retransfer, and import of controlled hardware,…

  • M6

    1 — TRANSACTION SCREENING

    Screening procedures address DDTC license requirements for ITAR Part 129 brokering activity.

  • M6

    1 — TRANSACTION SCREENING

    Screening procedures require review and approval before employee use of a license exemption/exception.

  • M7

    2 — AUTHORIZATION MANAGEMENT

    Program has procedures for designation in writing of at least one Empowered Official who meets the requirements of ITAR Section 120.25.

  • M7

    2 — AUTHORIZATION MANAGEMENT

    Authorization submission procedures address prior authorization of ITAR Part 129 brokering activity.

Related

Other DOS standards.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (26m ago)
Source
DDTC Consent Agreement(s)