ST1029DOSDDTC

ST1029

(8)(e) In fulfilling the responsibilities set forth in this Consent Agreement, the Designated Official may, at his/her sole discretion, present any export compliance-related issue directly to any or all of Respondent's CEO, and the Director, DTCC.

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

(8)(e) In fulfilling the responsibilities set forth in this Consent Agreement, the Designated Official may, at his/her sole discretion, present any export compliance-related issue directly to any or all of Respondent's CEO, and the Director, DTCC.

Assessed by HEXDI

What HEXDI assesses.

  • M2

    3 — PROGRAM SETUP AND ADMINISTRATION

    Employee responsible for coordinating the program provides periodic reports to the Export/Import Compliance Council (or equivalent) and, as…

  • M11

    6 — AUDITS AND ASSESSMENTS

    Program has procedures for consultations between auditors and internal stakeholders, to include Senior Management, Board of Directors (or…

  • M11

    4 — AUDITS AND ASSESSMENTS

    Program has procedures for promptly communicating audit results to Board of Directors (or equivalent).

  • M12

    2 — HANDLING VIOLATIONS

    Program has procedures for prompt follow-up reporting on resolution of violations to Senior Management and internal stakeholders, to…

  • M12

    3 — HANDLING VIOLATIONS

    Program requires periodic reports of violations to the company Board of Directors (or equivalent).

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (27m ago)
Source
DDTC Consent Agreement(s)