ST1052DOSDDTC

ST1052

[(9) Within twelve (12) months of the date of the Order, Respondent shall have instituted strengthened corporate compliance procedures focused principally on Respondent's business operations such that:] (c) there are records indicating the names of employees, trainers, and level and area of…

Plain-language summary

What it actually means.

to be determined

Plain-language summary forthcoming. Source text below.

Source text

As written.

[(9) Within twelve (12) months of the date of the Order, Respondent shall have instituted strengthened corporate compliance procedures focused principally on Respondent's business operations such that:] (c) there are records indicating the names of employees, trainers, and level and area of training received.

Assessed by HEXDI

What HEXDI assesses.

  • M3

    1 — TRAINING

    Training materials include presentation slides and other handouts, agendas, and attendance logs listing training topics, dates, and the…

  • M3

    4 — TRAINING

    Program requires maintenance of training materials and other training records.

Source & revisions

First mapped
Jun 8, 2022
Last updated
May 26, 2026 (27m ago)
Source
DDTC Consent Agreement(s)