ST0938
II.G. Cooperation with OFAC: the nature and extent of the Subject Person's cooperation with OFAC. Among the factors OFAC may consider in evaluating cooperation with OFAC are: 1. Did the Subject Person voluntarily self-disclose the apparent violation to OFAC? 2. Did the Subject Person provide OFAC…
Source text
As written.
II.G. Cooperation with OFAC: the nature and extent of the Subject Person's cooperation with OFAC. Among the factors OFAC may consider in evaluating cooperation with OFAC are: 1. Did the Subject Person voluntarily self-disclose the apparent violation to OFAC? 2. Did the Subject Person provide OFAC with all relevant information regarding an apparent violation (whether or not voluntarily self-disclosed)? 3. Did the Subject Person research and disclose to OFAC relevant information regarding any other apparent violations caused by the same course of conduct? 4. Was information provided voluntarily or in response to an administrative subpoena? 5. Did the Subject Person cooperate with, and promptly respond to, all requests for information?
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M10
1 — RECORDKEEPING
Policies emphasize the need to accurately report information in company records and reports to agencies and instruct that all dealings with…
- M12
2 — HANDLING VIOLATIONS
Voluntary disclosure procedures identify the situations in which the appropriate U.S. Government agency must be notified of a violation.
- M12
3 — HANDLING VIOLATIONS
Voluntary disclosure procedures identify the situations in which the appropriate U.S. Government agency must be immediately notified of a…
- M12
1 — HANDLING VIOLATIONS
Program has procedures for reporting violations to the U.S. Government through voluntary disclosures, reconciliations, post-entry…
- M12
5 — HANDLING VIOLATIONS
Voluntary disclosure procedures identify a central corporate point-of-contact for all communications with the U.S. Government regarding…
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Economic Sanctions Enforcement Guidelines