ST0941
ANNEX , OFAC RISK MATRIX [Low]. Staffing levels appear adequate to properly execute the OFAC compliance program
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
ANNEX , OFAC RISK MATRIX [Low]. Staffing levels appear adequate to properly execute the OFAC compliance program
Assessed by HEXDI
What HEXDI assesses.
- M1
1 — MANAGEMENT COMMITMENT
Senior Management allocates sufficient financial, information technology, employee, legal, and other resources, to include external…
- M1
3 — MANAGEMENT COMMITMENT
Senior Management ensures that adequate compensation, bonuses, and other incentives are available to limit turnover of employees with key…
- M2
1 — PROGRAM SETUP AND ADMINISTRATION
Specific employee with sufficient qualifications and experience is responsible for coordinating development, implementation, maintenance,…
- M2
1 — PROGRAM SETUP AND ADMINISTRATION
Program has procedures to ensure that persons with appropriate competencies are recruited and trained to perform key responsibilities under…
- M2
2 — PROGRAM SETUP AND ADMINISTRATION
There are a sufficient number of qualified employees assigned to perform key compliance responsibilities.
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (29m ago)
- Source
- Economic Sanctions Enforcement Guidelines