ST1115
A comprehensive, independent, and objective testing or audit function within an SCP ensures that entities are aware of where and how their programs are performing and should be updated, enhanced, or recalibrated to account for a changing risk assessment or sanctions environment, as appropriate.
Same text as ST1139, which is the main page for this requirement.
Source text
As written.
A comprehensive, independent, and objective testing or audit function within an SCP ensures that entities are aware of where and how their programs are performing and should be updated, enhanced, or recalibrated to account for a changing risk assessment or sanctions environment, as appropriate.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M11
2 — AUDITS AND ASSESSMENTS
Program requires unit/functional level audits.
- M11
3 — AUDITS AND ASSESSMENTS
Program requires program level audits.
- M11
2 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to relevant management personnel, employees responsible for key compliance…
- M11
3 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to Senior Management.
- M11
4 — AUDITS AND ASSESSMENTS
Program has procedures for promptly communicating audit results to Board of Directors (or equivalent).
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- Framework for OFAC Compliance Commitments