ST1133
Respondent commits to ensuring that it maintains clear and effective internal controls pertaining to its ability to identify, interdict, escalate, and report (as appropriate) transactions and activity prohibited by OFAC regulations.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
Respondent commits to ensuring that it maintains clear and effective internal controls pertaining to its ability to identify, interdict, escalate, and report (as appropriate) transactions and activity prohibited by OFAC regulations.
Assessed by HEXDI
What HEXDI assesses.
- M2
1 — PROGRAM SETUP AND ADMINISTRATION
Program is written in a clear and logical manner that is understandable by all employees.
- M2
2 — PROGRAM SETUP AND ADMINISTRATION
Program is maintained in a central location that is easily accessible by employees online and/or by print.
- M6
4 — TRANSACTION SCREENING
Program requires prohibited party screening of all customers, to include screens of each customer’s name, address, and associated…
- M6
1 — TRANSACTION SCREENING
Program requires that prohibited party screens include, at a minimum, the Department of State Nonproliferation Sanctions List and the Arms…
- M6
3 — TRANSACTION SCREENING
Screening procedures check all transactions for the use of any vessel, aircraft or other means of conveyance that is owned, operated by, or…
- M6
2 — TRANSACTION SCREENING
Screening procedures check all transactions for the involvement of OFAC embargoed/sanctioned countries.
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- OFAC Settlement Agreements