ST1135
Respondent commits to ensuring that its OFAC-related recordkeeping policies and procedures adequately account for its requirements pursuant to the sanctions programs administered by OFAC.
Source text
As written.
Respondent commits to ensuring that its OFAC-related recordkeeping policies and procedures adequately account for its requirements pursuant to the sanctions programs administered by OFAC.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M6
1 — TRANSACTION SCREENING
Program creates records of screens performed for each party and transaction.
- M6
2 — TRANSACTION SCREENING
Program requires maintenance of screening records.
- M10
1 — RECORDKEEPING
Program identifies the specific records to be maintained, to include records of prohibited party screens, exports, reexports, retransfers,…
- M10
4 — RECORDKEEPING
Program requires creation and maintenance of logs for each export, reexport, and retransfer of controlled technical information.
- M10
1 — RECORDKEEPING
Program requires storage of records of prohibited party screens, exports, reexports, retransfers, and other controlled activities in a…
- M10
3 — RECORDKEEPING
Program requires maintenance of records of every screen performed under the program.
Related
Other DOT standards.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (5d ago)
- Source
- OFAC Settlement Agreements