ST1076
[4. Transaction screening process and procedures] [‘Catch-all’ controls for non-listed dual-use items] Ensure that the company has procedures in place to determine if it is ‘aware’ that there is information of concern about the stated end-use (under the terms of Article 4 of Regulation (EC) No…
Source text
As written.
[4. Transaction screening process and procedures] [‘Catch-all’ controls for non-listed dual-use items] Ensure that the company has procedures in place to determine if it is ‘aware’ that there is information of concern about the stated end-use (under the terms of Article 4 of Regulation (EC) No 428/2009). If the exporter is ‘aware’, the company ensures that no export occurs without notifying the competent authority and without having received the competent authority's final decision.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M6
3 — TRANSACTION SCREENING
Screening procedures require identification of all end uses of hardware, software, technical information, and services subject to export,…
- M6
2 — TRANSACTION SCREENING
Screening procedures check all transactions for prohibited nuclear end uses, certain rocket systems and unmanned air vehicles end uses,…
- M6
3 — TRANSACTION SCREENING
Screening procedures check all transactions for certain military end uses in the People's Republic of China and for certain military end…
- M7
1 — AUTHORIZATION MANAGEMENT
Program has procedures for the submission of licenses, permits, end use certificates, agreements, and other forms of authorization requests…
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- EU Guidance