ST1088EUEU
ST1088
[5. Performance review, audits, reporting and corrective actions] Provide for random control mechanisms as part of daily operations to monitor the trade control workflow within the company to ensure that any wrongdoings are detected in an early stage. Another approach is to use the ‘four eyes…
Plain-language summary
What it actually means.
to be determined
Plain-language summary forthcoming. Source text below.
Source text
As written.
[5. Performance review, audits, reporting and corrective actions] Provide for random control mechanisms as part of daily operations to monitor the trade control workflow within the company to ensure that any wrongdoings are detected in an early stage. Another approach is to use the ‘four eyes principle’, where trade control decisions are reviewed and double-checked.
Assessed by HEXDI
What HEXDI assesses.
- M6
1 — TRANSACTION SCREENING
Program establishes sufficient internal controls, to include reviews by more than one employee, to prevent transactions that have not…
- M11
4 — AUDITS AND ASSESSMENTS
Program requires regular ongoing feedback, testing, and/or quality control assessments of processes on a regular basis outside of the audit…
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (31m ago)
- Source
- EU Guidance