ST1091
[4. Transaction screening process and procedures] Transaction screening measures also allow the company to develop and maintain a certain standard of care for handling suspicious enquiries or orders.
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
[4. Transaction screening process and procedures] Transaction screening measures also allow the company to develop and maintain a certain standard of care for handling suspicious enquiries or orders.
Assessed by HEXDI
What HEXDI assesses.
- M6
5 — TRANSACTION SCREENING
Program requires due diligence screening of new customers to verify each customer's name, address, business, and countries of operations…
- M6
6 — TRANSACTION SCREENING
Program requires due diligence screening to confirm the end user, if different than the customer, and the end user's name, address, and…
- M6
7 — TRANSACTION SCREENING
Program requires due diligence screening to confirm the details of any routed transactions and resolve any discrepancies between…
- M6
7 — TRANSACTION SCREENING
Screening procedures check all transactions for risks of diversion, to include screening transactions against red flags of diversion listed…
- M6
2 — TRANSACTION SCREENING
Program places all transactions that do not pass a party or transaction screen on hold.
- M6
4 — TRANSACTION SCREENING
Program has procedures to reject any transaction for which screening results in an unresolved hold.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- May 26, 2026 (31m ago)
- Source
- EU Guidance