ST1091
[4. Transaction screening process and procedures] Transaction screening measures also allow the company to develop and maintain a certain standard of care for handling suspicious enquiries or orders.
Source text
As written.
[4. Transaction screening process and procedures] Transaction screening measures also allow the company to develop and maintain a certain standard of care for handling suspicious enquiries or orders.
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M6
5 — TRANSACTION SCREENING
Program requires due diligence screening of new customers to verify each customer's name, address, business, and countries of operations…
- M6
6 — TRANSACTION SCREENING
Program requires due diligence screening to confirm the end user, if different than the customer, and the end user's name, address, and…
- M6
7 — TRANSACTION SCREENING
Program requires due diligence screening to confirm the details of any routed transactions and resolve any discrepancies between…
- M6
7 — TRANSACTION SCREENING
Screening procedures check all transactions for risks of diversion, to include screening transactions against red flags of diversion listed…
- M6
2 — TRANSACTION SCREENING
Program places all transactions that do not pass a party or transaction screen on hold.
- M6
4 — TRANSACTION SCREENING
Program has procedures to reject any transaction for which screening results in an unresolved hold.
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- EU Guidance