ST0985
8. What steps did the company take upon learning of the misconduct? Did the company immediately stop the misconduct? Are persons responsible for any misconduct still with the company? If so, are they still in the same positions? Did the company promptly, completely and effectively disclose the…
Source text
As written.
8. What steps did the company take upon learning of the misconduct? Did the company immediately stop the misconduct? Are persons responsible for any misconduct still with the company? If so, are they still in the same positions? Did the company promptly, completely and effectively disclose the existence of the misconduct to the public, to regulators and to self-regulators? Did the company cooperate completely with appropriate regulatory and law enforcement bodies? Did the company identify what additional related misconduct is likely to have occurred? Did the company take steps to identify the extent of damage to investors and other corporate constituencies? Did the company appropriately recompense those adversely affected by the conduct?
Change history
When and why it changed.
Present in the original catalog
This standard has not changed since it was added.
Assessed by HEXDI
What HEXDI assesses.
- M12
2 — HANDLING VIOLATIONS
Remediation procedures address the treatment of unlawfully exported/imported items and/or technical information upon discovery of a…
- M12
1 — HANDLING VIOLATIONS
Program has procedures to timely remediate potential violations.
- M12
1 — HANDLING VIOLATIONS
Program has procedures for tracking and ensuring timely completion of corrective actions for violations.
- M12
2 — HANDLING VIOLATIONS
Program has procedures for the fair and consistent application of disciplinary actions for employee violations.
- M12
2 — HANDLING VIOLATIONS
Voluntary disclosure procedures identify the situations in which the appropriate U.S. Government agency must be notified of a violation.
- M12
3 — HANDLING VIOLATIONS
Voluntary disclosure procedures identify the situations in which the appropriate U.S. Government agency must be immediately notified of a…
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Oct 28, 2026 (6d ago)
- Source
- The Seaboard Report