ST0989
12. What assurances are there that the conduct is unlikely to recur? Did the company adopt and ensure enforcement of new and more effective internal controls and procedures designed to prevent a recurrence of the misconduct? Did the company provide our staff with sufficient information for it to…
Plain-language summary
What it actually means.
Plain-language summary forthcoming. Source text below.
Source text
As written.
12. What assurances are there that the conduct is unlikely to recur? Did the company adopt and ensure enforcement of new and more effective internal controls and procedures designed to prevent a recurrence of the misconduct? Did the company provide our staff with sufficient information for it to evaluate the company's measures to correct the situation and ensure that the conduct does not recur?
Assessed by HEXDI
What HEXDI assesses.
- M2
4 — PROGRAM SETUP AND ADMINISTRATION
The Export/Import Compliance Council (or equivalent) creates working groups as needed to address specific areas, to include corrective…
- M2
2 — PROGRAM SETUP AND ADMINISTRATION
Methodology includes monitoring, collecting, and reporting of information on the number of exports/imports, nature and number of…
- M12
1 — HANDLING VIOLATIONS
Program has procedures for tracking and ensuring timely completion of corrective actions for violations.
- M12
1 — HANDLING VIOLATIONS
Program requires the maintenance of information on violations for use in analysis of effectiveness of the program, for use in risk analysis…
- M12
2 — HANDLING VIOLATIONS
Program has procedures for prompt follow-up reporting on resolution of violations to Senior Management and internal stakeholders, to…
- M12
3 — HANDLING VIOLATIONS
Program requires periodic reports of violations to the company Board of Directors (or equivalent).
Source & revisions
- First mapped
- Jun 8, 2022
- Last updated
- Aug 11, 2026 (3d ago)
- Source
- The Seaboard Report